Ensuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative Proposals to I… — Informed

HearingHouse

Ensuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative Proposals to Improve Investment Adviser Oversight

Held

Tuesday, September 13, 2011

Held by

House Banking, Currency, and Housing Committee

Transcript

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Ensuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative Proposals to I… — Informed