Proxy Advisor Regulation: Recent Litigation, State Law Developments, and Federal Legislation
Full report
What this is
The Congressional Research Service is a nonpartisan policy and legal analysis arm of the Library of Congress. CRS reports are written for members of Congress and their staff, not the public — but they’re made available openly through Congress.gov.
- HR 4589118th Congress
To amend the Securities Exchange Act of 1934 to provide for the registration of proxy advisory firms, and for other purposes.
Jul 12, 2023 · Referred to the House Committee on Financial Services.
- HR 4590118th Congress
To amend the Securities Exchange Act of 1934 to provide for liability for certain failures to disclose material information in connection with proxy voting advice, and for other purposes.
Jul 12, 2023 · Referred to the House Committee on Financial Services.
- HR 3402119th Congress
To amend the Securities Exchange Act of 1934 to require certain disclosures by institutional investment managers in connection with proxy advisory firms, and for other purposes.
May 14, 2025 · Referred to the House Committee on Financial Services.
- HR 4098119th Congress
Stopping Proxy Advisor Racketeering Act
Jun 24, 2025 · Referred to the House Committee on Financial Services.