Bill117th CongressFiled Dec 15, 2022Finance and Financial Sector
H.R. 9605
To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.
Bill journey · stage 2 of 5
Under committee review
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What it doesSummary introduced in house (Dec 15, 2022)
This bill allows a securities broker or dealer to publish or distribute a research report on a proposed public offering without it being considered an offer to sell securities for purposes of registration requirements. Currently, reports regarding a proposed public offering by an emerging growth company fall under this exception.
What just happenedDec 15, 2022
Referred to the House Committee on Financial Services.
Who’s behind it
Rep. Williams, Roger [R-TX-25](R-TX)Sponsor
1committees3actions
- Introduced in HouseDec 15, 2022
- Dec 15, 2022IntroReferralH11100
Referred to the House Committee on Financial Services.
Financial Services Committee - Dec 15, 2022IntroReferralIntro-H
Introduced in House
- Dec 15, 2022IntroReferral1000
Introduced in House