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H.R. 4467

8–K Trading Gap Act of 2021

8–K Trading Gap Act of 2021

This bill requires certain publicly traded companies to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing. Certain companies required by regulation to adopt a code of ethics are exempt from this requirement.

Referred to the House Committee on Financial Services.

Rep. Maloney, Carolyn B. [D-NY-12](D-NY)Sponsor
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8–K Trading Gap Act of 2021 — Informed