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S. 3965

Increasing Access to Adviser Information Act

Increasing Access to Adviser Information Act

This bill excludes from investment adviser regulations any research activity performed by a broker or a dealer in line with similar foreign laws and regulations.

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

Sen. Moran, Jerry [R-KS](R-KS)Sponsor
1committees2actions
  1. IntroReferral

    Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

    Banking, Housing, and Urban Affairs Committee
  2. IntroReferral10000

    Introduced in Senate

Increasing Access to Adviser Information Act — Informed