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H.R. 4335

8-K Trading Gap Act of 2019

8–K Trading Gap Act of 2019

This bill requires certain issuers of securities to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing. Certain issuers required by regulation to adopt a code of ethics are exempt from this requirement.

Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

Rep. Maloney, Carolyn B. [D-NY-12](D-NY)Sponsor
2 cosponsors2 D
2cosponsors2committees16actions1related bills5subjects
  1. IntroReferral

    Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

    Banking, Housing, and Urban Affairs Committee
  2. FloorH38310

    Motion to reconsider laid on the table Agreed to without objection.

  3. FloorH37300

    On motion to suspend the rules and pass the bill, as amended Agreed to by the Yeas and Nays: (2/3 required): 384 - 7 (Roll no. 14). (text: CR H188)

  4. Floor8000

    Passed/agreed to in House: On motion to suspend the rules and pass the bill, as amended Agreed to by the Yeas and Nays: (2/3 required): 384 - 7 (Roll no. 14).(text: CR H188)

  5. FloorH30000

    Considered as unfinished business. (consideration: CR H201-202)

  6. FloorH37220

    At the conclusion of debate, the Yeas and Nays were demanded and ordered. Pursuant to the provisions of clause 8, rule XX, the Chair announced that further proceedings on the motion would be postponed.

  7. FloorH8D000

    DEBATE - The House proceeded with forty minutes of debate on H.R. 4335.

  8. FloorH30000

    Considered under suspension of the rules. (consideration: CR H188-189)

  9. FloorH30300

    Mr. San Nicolas moved to suspend the rules and pass the bill, as amended.

  10. Committee

    Ordered to be Reported (Amended) by the Yeas and Nays: 52 - 0.

    Financial Services Committee
  11. Committee

    Committee Consideration and Mark-up Session Held.

    Financial Services Committee
  12. Committee

    Committee Consideration and Mark-up Session Held.

    Financial Services Committee
  13. Committee

    Committee Consideration and Mark-up Session Held.

    Financial Services Committee
  14. IntroReferralH11100

    Referred to the House Committee on Financial Services.

    Financial Services Committee
  15. IntroReferralIntro-H

    Introduced in House

  16. IntroReferral1000

    Introduced in House

Jan 13, 202053

8–K Trading Gap Act of 2019

This bill requires certain issuers of securities to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing. Certain issuers required by regulation to adopt a code of ethics are exempt from this requirement.

Sep 16, 2019

8–K Trading Gap Act of 2019

This bill requires certain issuers of securities to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing.

8-K Trading Gap Act of 2019 — Informed