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S. 3558

A bill to require the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing a certain rule of that Authority.

This bill directs the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing that authority's rule requiring member brokers and dealers to annually inspect their offices for compliance with securities laws and regulations.

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

Sen. Paul, Rand [R-KY](R-KY)Sponsor
1committees2actions
  1. IntroReferral

    Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

    Banking, Housing, and Urban Affairs Committee
  2. IntroReferral10000

    Introduced in Senate

A bill to require the Securities and Exchange Commission to prevent the Financial Industry… — Informed