Small Business Capital Access and Job Preservation Act

[Pages H5347-H5349] From the Congressional Record Online through the Government Publishing Office [www.gpo.gov] By Mr. NEUGEBAUER: H.J. Res. 57. Congress has the power to enact this legislation pursuantto the following: Constitutional Amendments Article VThe Congress, whenever two thirds of both Houses shall deemit necessary, shall propose Amendments to this Constitution,or, on the Application of the Legislatures of two thirds ofthe several States, shall call a Convention for proposingAmendments, which in either Case, shall be valid to allIntents and Purposes, as Part of this Constitution, whenratified by the Legislatures of three fourths of the severalStates or by Conventions in three fourths thereof, as the oneor the other Mode of Ratification may be proposed by theCongress; Provided that no Amendment which may be made priorto the Year One thousand eight hundred and eight shall in anyManner affect the first and fourth Clauses in the NinthSection of the first Article; and that no State without itsConsent, shall be deprived of its equal Suffrage in theSenate.ADDITIONAL SPONSORSUnder clause 7 of rule XII, sponsors were added to public bills andresolutions as follows:[ [Page H5348]] H.R. 60: Mr. Danny K. Davis of Illinois.H.R. 148: Mr. Enyart.H.R. 182: Mr. Sires.H.R. 183: Mr. Enyart.H.R. 262: Mr. Heck of Nevada and Mr. Schock.H.R. 279: Mr. Ruiz.H.R. 281: Ms. Kaptur.H.R. 292: Mr. George Miller of California.H.R. 301: Mr. Gardner and Mr. Wittman.H.R. 310: Mr. Kilmer.H.R. 362: Mr. George Miller of California.H.R. 363: Mr. George Miller of California.H.R. 366: Ms. Jenkins and Mr. Schneider.H.R. 419: Mr. Kelly of Pennsylvania.H.R. 460: Mr. Perlmutter.H.R. 474: Mr. Ellison.H.R. 485: Ms. Tsongas.H.R. 491: Mr. Sherman.H.R. 508: Mr. Quigley, Mr. Barber, and Mr. Gibson.H.R. 523: Mr. Smith of Missouri.H.R. 525: Mr. Ryan of Ohio.H.R. 533: Mr. Cartwright and Mr. DeFazio.H.R. 543: Mr. George Miller of California.H.R. 574: Mr. Clay.H.R. 578: Mr. Womack.H.R. 580: Mr. Cartwright.H.R. 620: Mr. Ellison.H.R. 621: Mr. Barletta.H.R. 647: Mr. Pascrell, Mrs. Miller of Michigan, Mr.Johnson of Georgia, Ms. Fudge, Mr. McDermott, and Mr. Neal.H.R. 679: Mr. Scott of Virginia.H.R. 685: Ms. Moore, Mr. Price of Georgia, Mr. Al Green ofTexas, Mr. Kilmer, Mr. Neal, Mrs. Lowey, and Mr. Womack.H.R. 690: Mr. Barletta and Mr. Walden.H.R. 702: Mr. Cohen and Mr. Langevin.H.R. 720: Mr. Cartwright.H.R. 724: Mr. Swalwell of California.H.R. 755: Ms. Esty.H.R. 792: Mr. Gowdy.H.R. 795: Mr. Stockman.H.R. 846: Mr. Nunnelee, Mr. Courtney, Mr. Cohen, Mr. Kline,Mr. Sam Johnson of Texas, Ms. Fudge, Mr. Stutzman, and Mr.Pocan.H.R. 920: Mr. Gallego.H.R. 938: Mr. Thornberry.H.R. 961: Mr. Bera of California.H.R. 975: Mr. Price of North Carolina.H.R. 1001: Mr. Bishop of New York and Mr. Cole.H.R. 1014: Mr. Rothfus.H.R. 1015: Mr. Huffman, Mr. Bachus, and Mr. Barletta.H.R. 1020: Mr. Danny K. Davis of Illinois, Mr. Renacci, andMr. Womack.H.R. 1024: Ms. Clarke, Mrs. Miller of Michigan, and Ms.Kuster.H.R. 1074: Ms. DeGette.H.R. 1091: Mr. Sam Johnson of Texas, Mr. Goodlatte, and Mr.Massie.H.R. 1094: Mr. Bera of California and Mr. Serrano.H.R. 1105: Mr. Matheson and Mr. Bachus.H.R. 1146: Mr. McHenry.H.R. 1175: Ms. Bass.H.R. 1176: Mr. Wittman.H.R. 1237: Mr. Stivers.H.R. 1249: Mr. Griffin of Arkansas.H.R. 1250: Mr. Courtney, Mrs. Miller of Michigan, and Ms.Esty.H.R. 1252: Mr. Cook, Mr. Runyan, and Mr. Pearce.H.R. 1276: Mrs. Miller of Michigan, Mr. Fortenberry, Ms.Duckworth, Mr. Farr, and Mrs. Capps.H.R. 1318: Ms. Sewell of Alabama, Mr. Neal, and Mr. Clay.H.R. 1327: Ms. McCollum.H.R. 1346: Mr. Lowenthal.H.R. 1354: Mr. Kilmer.H.R. 1389: Ms. Frankel of Florida and Ms. Esty.H.R. 1416: Mr. Israel and Mr. Wilson of South Carolina.H.R. 1428: Mr. Gerlach.H.R. 1476: Mr. Bentivolio.H.R. 1518: Ms. Pingree of Maine.H.R. 1526: Mr. Coffman.H.R. 1563: Ms. Wilson[...]

Dec 9, 2013IntroReferral

Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

Source: Senate

Dec 4, 2013FloorH38310

Motion to reconsider laid on the table Agreed to without objection.

Source: House floor actions

Dec 4, 2013FloorH37100

On passage Passed by recorded vote: 254 - 159 (Roll no. 622). (text: CR H7470)

Source: House floor actions

Dec 4, 2013Floor8000

Passed/agreed to in House: On passage Passed by recorded vote: 254 - 159 (Roll no. 622).(text: CR H7470)

Source: Library of Congress

Dec 4, 2013FloorH36110

On motion to recommit with instructions Failed by recorded vote: 185 - 227 (Roll no. 621). (consideration: CR H7490)

Source: House floor actions

Dec 4, 2013FloorH8A000

The previous question on the motion to recommit with instructions was ordered without objection. (consideration: CR H7489)

Source: House floor actions

Dec 4, 2013FloorH8D000

Floor summary: DEBATE - The House proceeded with 10 minutes of debate on the Horsford motion to recommit with instructions. The instructions contained in the motion seek to report the same back to the House forthwith with an amendment to require that in order for a firm to qualify for exemption from Dodd-Franks registration and reporting requirement, it must provide investment advice for funds that do not own controlling interests in a company that outsources American jobs and publicly report the number of jobs eliminated each quarter at each company owned and controlled by the funds.

Source: House floor actions

Dec 4, 2013FloorH36100

Mr. Horsford moved to recommit with instructions to Financial Services. (consideration: CR H7488; text: CR H7488)

Source: House floor actions

Dec 4, 2013FloorH8D000

DEBATE - Pursuant to the provisions of H.Res. 429, the House proceeded with 10 minutes of debate on the Carolyn Maloney amendment.

Source: House floor actions

Dec 4, 2013FloorH8D000

DEBATE - The House proceeded with one hour of debate on H.R. 1105.

Source: House floor actions

Dec 4, 2013FloorH8D000

For H.R. 3309, resolution provides one hour of general debate; bill is considered read; specified amendments are in order; and one motion to recommit, with or without instructions. For H.R. 1105, resolution provides that an amendment in the nature of a substitute consisting of the text of Rules Committee print 113-29 shall be considered as adopted; one hour of debate; makes in order an additional specified amendment; and one motion to recommit, with or without instructions.

Source: House floor actions

Dec 4, 2013FloorH30000

Considered under the provisions of rule H. Res. 429. (consideration: CR H7470-7491)

Source: House floor actions

Dec 4, 2013FloorH1L220

Rule H. Res. 429 passed House.

Source: House floor actions

Dec 3, 2013FloorH1L210

Rules Committee Resolution H. Res. 429 Reported to House. For H.R. 3309, resolution provides one hour of general debate; bill is considered read; specified amendments are in order; and one motion to recommit, with or without instructions. For H.R. 1109, resolution provides that an amendment in the nature of a substitute consisting of the text of Rules Committee print 113-29 shall be considered as adopted; one hour of debate; makes in order an additional specified amendment; and one motion to recommit, with or without instructions.

Source: House floor actions

Nov 22, 2013CalendarsH12410

Placed on the Union Calendar, Calendar No. 197.

Source: House floor actions

Nov 22, 2013CommitteeH12200

Reported by the Committee on Financial Services. H. Rept. 113-276.

Source: House floor actions

Nov 22, 2013Committee5000

Reported by the Committee on Financial Services. H. Rept. 113-276.

Source: Library of Congress

Jun 19, 2013Committee

Ordered to be Reported by the Yeas and Nays: 38 - 18.

Source: House committee actions

Jun 19, 2013Committee

Committee Consideration and Mark-up Session Held.

Source: House committee actions

May 23, 2013Committee

Hearings Held by the Subcommittee on Capital Markets and Government Sponsored Enterprises Prior to Referral.

Source: House committee actions

Mar 13, 2013IntroReferralH11100

Referred to the House Committee on Financial Services.

Source: House floor actions

Mar 13, 2013IntroReferralIntro-H

Introduced in House

Source: Library of Congress

Mar 13, 2013IntroReferral1000

Introduced in House

Source: Library of Congress

Introduced in House· Mar 13, 20130

Small Business Capital Access and Job Preservation Act - Amends the Investment Advisers Act of 1940 to exempt private equity fund investment advisers from its registration and reporting requirements, provided that each private equity fund has not borrowed and does not have outstanding a principal amount exceeding twice its invested capital commitments.

Directs the Securities and Exchange Commission (SEC) to promulgate final rules that: (1) require such investment advisers to maintain records the SEC determines necessary, taking into account fund size, governance, investment strategy, and risk; and (2) define the term "private equity fund" for purposes of this Act.

Reported to House without amendment· Nov 22, 201379

(This measure has not been amended since it was introduced. The summary of that version is repeated here.)

Small Business Capital Access and Job Preservation Act - Amends the Investment Advisers Act of 1940 to exempt private equity fund investment advisers from its registration and reporting requirements, provided that each private equity fund has not borrowed and does not have outstanding a principal amount exceeding twice its invested capital commitments.

Directs the Securities and Exchange Commission (SEC) to promulgate final rules that: (1) require such investment advisers to maintain records the SEC determines necessary, taking into account fund size, governance, investment strategy, and risk; and (2) define the term "private equity fund" for purposes of this Act.

Passed House without amendment· Dec 4, 201381

(This measure has not been amended since it was introduced. The summary of that version is repeated here.)

Small Business Capital Access and Job Preservation Act - Amends the Investment Advisers Act of 1940 to exempt private equity fund investment advisers from its registration and reporting requirements, provided that each private equity fund has not borrowed and does not have outstanding a principal amount exceeding twice its invested capital commitments.

Directs the Securities and Exchange Commission (SEC) to promulgate final rules that: (1) require such investment advisers to maintain records the SEC determines necessary, taking into account fund size, governance, investment strategy, and risk; and (2) define the term "private equity fund" for purposes of this Act.

Banking, Housing, and Urban Affairs Committee

Senate· Standing

Financial Services Committee

House· Standing

Type

HAMDT

Number

519

Actions

Count

9

Actions

Item

Text

On agreeing to the Maloney, Carolyn amendment (A002) Failed by the Yeas and Nays: 186 - 225 (Roll no. 620). (consideration: CR H7487-7488)

Type

Floor

Action Code

H34111

Action Date

Dec 4, 2013

Action Time

16:33:10

Source System

Code: 2
Name: House floor actions

Recorded Votes

Recorded Vote

Date: Dec 4, 2013
Chamber: House
Congress: 113
Roll Number: 620
Session Number: 1

Text

The previous question was ordered on the amendment (A002) pursuant to the rule. (consideration: CR H7487)

Type

Floor

Action Code

H34180

Action Date

Dec 4, 2013

Action Time

16:04:00

Source System

Code: 2
Name: House floor actions

Text

Amendment (A002) offered by Mrs. Maloney, Carolyn. (consideration: CR H7486-7488; text: CR H7486)

Type

Floor

Action Code

H3A100

Action Date

Dec 4, 2013

Action Time

15:52:11

Source System

Code: 2
Name: House floor actions

Text

House amendment not agreed to: On agreeing to the Maloney, Carolyn amendment (A002) Failed by the Yeas and Nays: 186 - 225 (Roll no. 620).(consideration: CR H7487-7488)

Type

Floor

Action Code

73,000

Action Date

Dec 4, 2013

Action Time

16:33:10

Source System

Code: 9
Name: Library of Congress

Recorded Votes

Recorded Vote

Date: Dec 4, 2013
Chamber: House
Congress: 113
Roll Number: 620
Session Number: 1

Text

Amendment failed by House: On agreeing to the Maloney, Carolyn amendment (A002) Failed by the Yeas and Nays: 186 - 225 (Roll no. 620).(consideration: CR H7487-7488)

Type

NotUsed

Action Code

80,000

Action Date

Dec 4, 2013

Action Time

16:33:10

Source System

Code: 9
Name: Library of Congress

Recorded Votes

Recorded Vote

Date: Dec 4, 2013
Chamber: House
Congress: 113
Roll Number: 620
Session Number: 1

Text

Roll call votes on amendments in House

Type

Floor

Action Code

75,000

Action Date

Dec 4, 2013

Action Time

16:33:10

Source System

Code: 9
Name: Library of Congress

Recorded Votes

Recorded Vote

Date: Dec 4, 2013
Chamber: House
Congress: 113
Roll Number: 620
Session Number: 1

Text

House amendment offered

Type

Floor

Action Code

71,000

Action Date

Dec 4, 2013

Source System

Code: 9
Name: Library of Congress

Text

House amendment offered/reported by: Amendment (A002) offered by Mrs. Maloney, Carolyn.(consideration: CR H7486-7488; text: CR H7486)

Type

NotUsed

Action Code

71,500

Action Date

Dec 4, 2013

Action Time

15:52:11

Source System

Code: 9
Name: Library of Congress

Chamber

House of Representatives

Purpose

Amendment sought to require private equity fund advisers to register with the SEC and sought to direct the SEC to create a simplified registration and disclosure regime for small private equity fund advisers.

Congress

113

Small Business Capital Access and Job Preservation Act

Sponsor

Bill Details

Constitutional Authority Statement

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Summaries

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