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S. 1854

Stronger Enforcement of Civil Penalties Act of 2019

Stronger Enforcement of Civil Penalties Act of 2019

This bill increases civil and administrative monetary penalties for securities laws violations.

The bill also adds a fourth tier of monetary penalties for violations by a person that, within the five-year period preceding the violation (1) was criminally convicted for securities fraud; or (2) became subject to a judgment or order imposing monetary, equitable, or administrative relief in a Securities and Exchange Commission (SEC) action alleging fraud.

In addition, the bill expands penalties for violations of certain federal court injunctions or SEC orders.

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. (S3481-3482)

Sen. Reed, Jack [D-RI](D-RI)Sponsor
2 cosponsors1 D1 R
2cosponsors1committees2actions1related bills5subjects
  1. IntroReferral

    Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. (S3481-3482)

    Banking, Housing, and Urban Affairs Committee
  2. IntroReferral10000

    Introduced in Senate

Stronger Enforcement of Civil Penalties Act of 2019 — Informed