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S. 3578

Improving Investment Research for Small and Emerging Issuers Act

Improving Investment Research for Small and Emerging Issuers Act

This bill requires the Securities and Exchange Commission to report on investment research regarding small issuers, including emerging growth companies and companies considering initial public offerings. The report must: (1) include topics such as the availability of such research and potential conflicts of interest relating to its production and distribution, and (2) make recommendations for increasing small-issuer investment research.

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

Sen. Rounds, Mike [R-SD](R-SD)Sponsor
1committees2actions2related bills9subjects
  1. IntroReferral

    Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

    Banking, Housing, and Urban Affairs Committee
  2. IntroReferral10000

    Introduced in Senate

Improving Investment Research for Small and Emerging Issuers Act — Informed