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S. 1978

SBIC Advisers Relief Act of 2015

SBIC Advisers Relief Act of 2015

Amends the Investment Advisers Act of 1940 to exempt specified advisers of small business investment companies (SBICs) from certain: (1) Securities and Exchange Commission (SEC) registration requirements with respect to the provision of investment advice relating to venture capital funds, and (2) SEC registration and reporting requirements with respect to assets under management of private funds.

Provides the same exemption with respect to any state or local law requiring the registration, licensing, or qualifications of investment advisers.

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

Sen. Kirk, Mark Steven [R-IL](R-IL)Sponsor
1 cosponsor1 D
1cosponsors1committees2actions2related bills6subjects
  1. IntroReferral

    Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

    Banking, Housing, and Urban Affairs Committee
  2. IntroReferral10000

    Introduced in Senate

SBIC Advisers Relief Act of 2015 — Informed