An amendment numbered 3 printed in Part A of House Report 114-414 to provide exclusions for when a mergers and acquisitions broker is not exempt from registration with the SEC.

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Amendment Number
924
Description
An amendment numbered 3 printed in Part A of House Report 114-414 to provide exclusions for when a mergers and acquisitions broker is not exempt from registration with the SEC.
Purpose
Amendment sought to provide exclusions for when an M&A broker is not exempt from registration with the SEC.
Congress
114
Type
HAMDT
Latest Action Date
Feb 3, 2016
Latest Action Text
On agreeing to the Sherman amendment (A003) Failed by voice vote.
Latest Action Time
15:42:43
Submitted Date
Feb 3, 2016
Chamber
House of Representatives
Update Date
Dec 15, 2020
Amendment 924 — Informed