Amendment114th Congress
An amendment numbered 2 printed in Part A of House Report 114-414 to clarify the disqualification from the exemption of any broker or associated person who is subject to suspension or revocation of registration, and the in-applicability of the exemption to any M&A transaction where one party or more is a shell company.
- Amendment Number
- 923
- Description
- An amendment numbered 2 printed in Part A of House Report 114-414 to clarify the disqualification from the exemption of any broker or associated person who is subject to suspension or revocation of registration, and the in-applicability of the exemption to any M&A transaction where one party or more is a shell company.
- Purpose
- Amendment clarifies the disqualification from the exemption of any broker or associated person who is subject to suspension or revocation of registration, and the inapplicability of the exemption to any M&A transaction where one party or more is a shell company.
- Congress
- 114
- Type
- HAMDT
- Latest Action Date
- Feb 3, 2016
- Latest Action Text
- On agreeing to the Huizenga (MI) amendment (A002) Agreed to by voice vote.
- Latest Action Time
- 15:31:19
- Submitted Date
- Feb 3, 2016
- Chamber
- House of Representatives
- Update Date
- Dec 15, 2020