Amendment111th Congress
Amendment strikes language that would permit FINRA to regulate investment advisers that are associated with broker dealers.
- Amendment Number
- 530
- Description
- Amendment strikes language that would permit FINRA to regulate investment advisers that are associated with broker dealers.
- Purpose
- An amendment numbered 15 printed in House Report 111-370 to strike language that would permit FINRA to regulate investment advisers that are associated with broker dealers.
- Congress
- 111
- Type
- HAMDT
- Latest Action Date
- Dec 11, 2009
- Latest Action Text
- On agreeing to the Cohen amendment (A014) Agreed to by voice vote.
- Latest Action Time
- 09:28:42
- Submitted Date
- Dec 11, 2009
- Chamber
- House of Representatives
- Update Date
- Feb 3, 2022